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MUMBAI: Epack Prefab Technologies, SSF Plastics India, Gujarat Kidney and Super Specialty, Anand Rathi Share And Stock Brokers and Prestige Hospitality Ventures have received the Securities and Exchange Board of India’s approval to proceed with their initial public offerings (IPOs). The regulator said it has issued ‘observations’ to five companies for the public issue. When…
On 5-8-2025, the Securities and Exchange Board of India (‘SEBI’) circulated a notification titled ‘Review, Appeal or Waiver of penalty requests emanating out of actions taken by the Member Committee’. This notification introduces a revised framework directing Market Infrastructure Institutions (‘MIIs’) regarding how to handle requests related to penalties imposed through their regulatory processes. The…
India’s capital markets regulator Monday proposed turnover-based changes to the rules governing related party transactions (RPTs), or deals between a listed firm and a linked entity such as the promoters, to ease compliance requirements for such companies. In a consultation paper published Monday, the Securities and Exchange Board of India (Sebi) recommended creating turnover-based buckets…
Securities and Exchange Board of India: In the proceedings initiated by Securities and Exchange Board of India (‘SEBI’) against a Noticee under Section 15-I of the SEBI Act 1992 (‘SEBI Act’) for alleged insider trading in the scrips of Housing Development Finance Corporation Ltd. (‘HDFC Ltd.’) and HDFC Bank Ltd. during their amalgamation/merger announcement period,…
Markets regulator Sebi on Monday announced that it has allowed Jane Streetthe US-based proprietary trading firm accused of market manipulationto resume trading after the company deposited the mandated Rs 4,843.57 crore in an escrow account. The move comes after Jane Street complied with Sebi’s directive, issued in the interim order dated July 3, to deposit…
Markets regulator Sebi on Friday proposed to ease the rules for issuers of non-convertible securities by replacing the requirement of sending a hard copy of financials and annual reports to security holders with a web link and quick response (QR) code to access the same. The relaxation from sending physical copies of financials will result…
As many as seven companies, including edtech unicorn PhysicsWallah and Saatvik Green Energy, have received Sebi’s go-ahead to raise funds through initial public offerings (IPO), an update with the regulator showed on Thursday. Others that received regulatory clearance are Vinir Engineering, Pranav Constructions, Fujiyama Power Systems, SIS Cash Services and Anlon Healthcare. These companies, which…
Sebi on Monday barred four entities from the securities market for two years and imposed a penalty totalling Rs 4 crore on them for executing trades based on advance information of stock recommendations given by guest experts on the Zee Business channel. “The said debarment period shall be reckoned from the date of the Interim…
Markets regulator Sebi on Tuesday decided to abolish the mandatory requirement for NRIs to notify the names of clearing members or obtain a custodial participant (CP) code for trading in derivatives. Moreover, their position limits will be monitored at the client level, similar to domestic investors. The decision, based on the recommendation received from Brokers’…
Markets regulator Sebi on Tuesday came out with a mechanism for monitoring compliance with minimum investment threshold under Specialized Investment Funds (SIF). In case of any active breach of the threshold of Rs 10 lakh by an investor, including through transactions on stock exchanges or off-market transfers, Sebi said that all units of such investors…
